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Jason Philip Gerstein

LGA Capital

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About Jason Philip Gerstein

Jason Philip Gerstein is a financial professional with over six years of experience in the industry. Jason is currently registered with LGA Capital in Rockville, Maryland and holds a variety of licenses and registrations including Series 7, 63, 66, 24, and 79. Jason's expertise covers a wide range of financial services, including investment banking and securities trading.

Firm Information

Jason Gerstein is currently registered with LGA Capital. LGA Capital is a Limited Liability Company that was formed on October 30, 2015. The firm is registered in Colorado, District of Columbia, Maryland, New York, Utah, and Virginia. LGA Capital also has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Gerstein’s Registration & Firm History

MD

06/29/2016 - Present

LGA Capital (ROCKVILLE MD)

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Licenses & Designations

BOTH

Issued 03/04/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/17/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/13/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Philip Gerstein.
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