Unclaimed
Jason Neff is a registered representative with Neuberger Berman BD LLC. Jason has been in the industry since 2019. Jason has passed the Series 79TO, SIE and Series 63 exams. Jason is licensed in New York and works in the New York office. Prior to joining Neuberger Berman BD LLC, Jason was with THE KLEIN GROUP, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
05/22/2023 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
01/01/2020 - 07/01/2021
THE KLEIN GROUP, LLC (NEW YORK NY)
BC
Issued 01/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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