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Jason Paul Neff

Neuberger Berman BD LLC

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About Jason Paul Neff

Jason Neff is a registered representative with Neuberger Berman BD LLC. Jason has been in the industry since 2019. Jason has passed the Series 79TO, SIE and Series 63 exams. Jason is licensed in New York and works in the New York office. Prior to joining Neuberger Berman BD LLC, Jason was with THE KLEIN GROUP, LLC.

Firm Information

Jason Neff is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

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Jason Neff’s Registration & Firm History

NY

05/22/2023 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

01/01/2020 - 07/01/2021

THE KLEIN GROUP, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/09/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/30/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/30/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Paul Neff.
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