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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Paul Gaffney is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Jason has been in the securities industry since March 5, 2000. Jason has a Series 66, 63, 30, 10, 9, 24, 4, 57TO, SIE, 3, 31, 55, and 7 licenses and is registered in New Jersey. Jason was previously registered with Hold Brothers On-Line Investment Services L.L.C., Domestic Securities, Inc., and Hold Brothers On-Line Investment Services INC. Merrill Lynch, Pierce, Fenner & Smith Inc. manages over $1 trillion in assets and provides portfolio management for individuals, businesses, investment companies, pooled investment vehicles, and pension plans. The firm also offers educational seminars and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/17/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/15/2004 - 07/21/2004
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NJ
04/10/2002 - 03/08/2004
DOMESTIC SECURITIES, INC. (MONTVALE NJ)
NY
09/15/1999 - 02/20/2002
HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC. (NEW YORK NY)
BOTH
Issued 03/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2001
Series 30 - NFA Branch Manager Examination
BC
Issued 06/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/14/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 05/22/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2008
Series 3 - National Commodity Futures Examination
BC
Issued 01/26/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 02/23/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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