Unclaimed
Jason Smith is a financial advisor who is currently registered with Empower Financial Services, Inc.. Jason has over 5 years of experience in the financial industry. Jason holds a Series 6, Series 63, and Series 6TO licenses. He has worked for MML Distributors, LLC in the past. He is registered in Connecticut, Delaware, District of Columbia, New Jersey and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/09/2021 - Present
Empower Financial Services, Inc. (Hartford CT)
MA
11/11/2019 - 01/20/2021
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
08/21/2015 - 06/12/2017
MML DISTRIBUTORS, LLC (ENFIELD CT)
BC
Issued 08/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jason Smith is the right advisor for you? Invested Better is here to help.