Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Ainsworth is a financial advisor with ETC Brokerage Services, LLC based in Dallas, TX. Jason has been in the financial industry since December 19, 2002, working with clients in various locations across the country, including California, North Carolina, Connecticut, Pennsylvania, Ohio, Nevada, Florida, and North Carolina. Jason has held multiple roles at various firms, including Triad Advisors, Inc., LPL Financial Corporation, Scottrade, Inc., and TD Waterhouse Investor Services, Inc. Jason is currently registered in Colorado and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/17/2022 - Present
ETC Brokerage Services, LLC (DALLAS TX)
CA
03/03/2021 - 01/21/2022
ALTRUIST FINANCIAL LLC (CULVER CITY CA)
NC
08/14/2020 - 02/12/2021
TOBIN & COMPANY SECURITIES LLC (CHARLOTTE NC)
CT
01/17/2020 - 05/27/2020
SAYBRUS EQUITY SERVICES, LLC (HARTFORD CT)
PA
11/08/2017 - 07/16/2018
LINCOLN INVESTMENT (FORT WASHINGTON PA)
OH
06/19/2015 - 11/09/2015
ADVISER DEALER SERVICES, INC. (DUBLIN OH)
NV
06/10/2011 - 11/28/2011
PURSHE KAPLAN STERLING INVESTMENTS (LAS VEGAS NV)
FL
10/06/2010 - 01/28/2011
TRIAD ADVISORS, INC. (HEATHROW FL)
NC
10/29/2007 - 08/20/2010
LPL FINANCIAL CORPORATION (CHARLOTTE NC)
OH
10/03/2001 - 06/22/2006
SCOTTRADE, INC. (CINCINNATI OH)
NE
04/08/1999 - 09/07/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
RI
02/05/1998 - 03/01/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NJ
11/15/1996 - 03/03/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 08/26/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/20/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/09/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/25/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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