Unclaimed
Jason Pastoriza is a financial advisor who has been in the industry since 2005. Jason is currently registered with Nuveen Securities, LLC in Minneapolis, MN and has been with the firm since 2017. Prior to that, Jason was employed by Teachers Personal Investors Services, Inc., Lord Abbett Distributor LLC and Neuberger Berman Management Inc. Jason is licensed in all 50 states and holds the Series 6, 7 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
01/03/2017 - Present
Nuveen Securities, LLC (MINNEAPOLIS MN)
NY
02/01/2012 - 12/31/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
NJ
06/23/2006 - 12/01/2011
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NY
02/10/2005 - 04/19/2006
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
BC
Issued 02/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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