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Jason Pastoriza

Nuveen Securities, LLC

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About Jason Pastoriza

Jason Pastoriza is a financial advisor who has been in the industry since 2005. Jason is currently registered with Nuveen Securities, LLC in Minneapolis, MN and has been with the firm since 2017. Prior to that, Jason was employed by Teachers Personal Investors Services, Inc., Lord Abbett Distributor LLC and Neuberger Berman Management Inc. Jason is licensed in all 50 states and holds the Series 6, 7 and 63 licenses.

Firm Information

Jason Pastoriza is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Pastoriza’s Registration & Firm History

MN

01/03/2017 - Present

Nuveen Securities, LLC (MINNEAPOLIS MN)

NY

02/01/2012 - 12/31/2016

TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)

NJ

06/23/2006 - 12/01/2011

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

NY

02/10/2005 - 04/19/2006

NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/28/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2005

Series 7 - General Securities Representative Examination

BC

Issued 02/09/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Pastoriza.
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