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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Pai is an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. He has been in the industry since 1998 and has a wide range of experience working with various clients, including high-net-worth individuals, corporations, and pension plans. Jason is registered with FINRA and has the Series 7, 8, 9, 10, 31, 63 and 65 licenses. Jason previously worked with J.P. Morgan Securities LLC, Wells Fargo Clearing Services, LLC and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/03/2025 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
03/30/2018 - 11/06/2023
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
08/31/2016 - 04/04/2018
WELLS FARGO CLEARING SERVICES, LLC (WOODLAND HILLS CA)
CA
05/06/2005 - 05/11/2016
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
CA
01/01/2005 - 04/15/2005
THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)
NJ
07/07/2000 - 01/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/12/1999 - 07/27/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
08/05/1998 - 04/12/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/06/1996 - 03/19/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/07/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/30/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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