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Jason Oien

Cowen AND Co.

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About Jason Oien

Jason Oien is a financial professional with over 18 years of experience in the industry. Jason is currently registered with Cowen AND Co. and ATM Execution LLC. Prior to this, Jason was employed by firms such as Goldman, Sachs & Co. and Jefferies & Company, Inc. Jason is a Series 7, 24, 55, 57TO, and 63 licensed professional. Jason holds active registrations in Arizona, Connecticut, and New York.

Firm Information

Jason Oien is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Oien’s Registration & Firm History

CT

12/23/2016 - Present

Cowen AND Co. (Stamford CT)

NY

09/11/2019 - 07/21/2020

COWEN EXECUTION SERVICES LLC (NEW YORK NY)

NY

08/24/2012 - 12/16/2016

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

03/01/2011 - 09/07/2012

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

CA

10/17/2006 - 02/11/2011

INSTINET, LLC (EL SEGUNDO CA)

CA

07/27/2004 - 10/05/2006

JEFFERIES & COMPANY, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 07/31/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/26/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jason Oien.
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