Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Griffin is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jason has been in the financial services industry since 1996, providing a wealth of experience to clients. Jason has held various roles at different financial institutions throughout his career, most notably at J.P. Morgan Securities LLC and Chase Investment Services Corp. Jason holds Series 6, 7, 63, 65 and 66 securities licenses. Jason is registered with the state of California and is also registered with the state of Texas as an Investment Advisor Representative. In addition to his financial services experience, Jason is also an Advisory Board Member for the Monterey Peninsula Community College Foundation. Jason is dedicated to assisting clients with their financial goals and works diligently to provide the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/20/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MONTEREY CA)
CA
10/01/2012 - 07/18/2019
J.P. MORGAN SECURITIES LLC (PACIFIC GROVE CA)
CA
06/10/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CARMEL CA)
NY
06/30/1997 - 02/04/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/10/1996 - 06/18/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 1/18/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/18/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 5/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2016
Series 7 - General Securities Representative Examination
BC
Issued 6/9/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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