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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason O'Brien is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jason has been in the industry since 2009 and has a broad range of experience in investment management, financial planning, and wealth management. Jason is dedicated to providing clients with personalized financial advice and solutions to help them reach their financial goals. Jason is a registered representative in 53 states and an Investment Advisor Representative in 2 states. Jason specializes in providing financial services to high-net-worth individuals, corporations, insurance companies, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALM BEACH GARDENS FL)
FL
09/29/2023 - 04/20/2024
J.P. MORGAN SECURITIES LLC (Jupiter FL)
FL
01/15/2020 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Jupiter FL)
FL
08/16/2011 - 01/17/2020
J.P. MORGAN SECURITIES LLC (PALM BEACH GARDENS FL)
FL
02/26/2009 - 03/22/2010
HSBC SECURITIES (USA) INC. (PALM BEACH GARDENS FL)
MO
07/21/2005 - 03/21/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IA
Issued 10/28/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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