Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Norrish is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Jason has over 23 years of experience in the financial services industry. Jason holds a Series 7, Series 9, Series 10, Series 23, Series 24, and Series 66 license. Jason is registered in 53 states, including Texas and California. Jason has previously been registered with Wells Fargo Clearing Services, LLC and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/03/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WALNUT CREEK CA)
CA
08/21/2020 - 11/11/2022
WELLS FARGO CLEARING SERVICES, LLC (WALNUT CREEK CA)
CA
04/22/2020 - 08/11/2020
MORGAN STANLEY (SAN FRANCISCO CA)
CA
06/02/2011 - 01/27/2020
WELLS FARGO CLEARING SERVICES, LLC (SAN LEANDRO CA)
CA
10/23/2009 - 12/06/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKLAND CA)
CA
05/14/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WALNUT CREEK CA)
CA
01/05/1999 - 05/31/2007
CITIGROUP GLOBAL MARKETS INC. (WALNUT CREEK CA)
BOTH
Issued 10/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/02/2008
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 12/21/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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