Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Hauptman is a financial advisor with Neuberger Berman BD LLC, and has been in the industry since 1996. Jason has worked with several financial institutions over the years, including Man Investments Inc., Aegis Capital Corp., and Leerink Swann & Company. Jason has a strong track record of providing investment advice and financial planning services to clients. Jason is a Series 7, Series 24, and Series 55 licensed representative. Jason is registered to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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NY
04/25/2012 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
09/10/2008 - 01/19/2012
MAN INVESTMENTS INC. (NEW YORK NY)
NY
07/12/2007 - 08/21/2008
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
11/02/2006 - 07/11/2007
LEERINK SWANN & COMPANY (NEW YORK NY)
NY
03/30/2005 - 05/11/2006
COLLINS STEWART INC. (WHITE PLAINS NY)
NY
05/03/2004 - 04/19/2005
TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)
NY
01/08/2004 - 04/22/2004
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
01/31/1996 - 10/16/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
NY
05/03/2002 - 10/15/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/01/1994 - 01/15/1996
SCHRODER WERTHEIM & CO. INCORPORATED (NEW YORK NY)
NY
03/07/1994 - 08/08/1994
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 04/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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