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Jason Nickell Duncan

Securities Management & Research, Inc.

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About Jason Nickell Duncan

Jason Nickell Duncan is a financial advisor who has been active in the industry since January 22, 1998. Jason is currently registered with Securities Management & Research, Inc. and holds the Series 6, Series 26, and SIE licenses. Jason is also registered in Colorado.

Firm Information

Jason Duncan is currently registered with Securities Management & Research, Inc.. Securities Management & Research, Inc. is a corporation formed in December 1964. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Duncan’s Registration & Firm History

CO

01/23/1998 - Present

Securities Management & Research, Inc. (Greenwood Village CO)

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Licenses & Designations

BC

Issued 11/21/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Nickell Duncan.
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