Unclaimed
Jason Nicholson is a financial professional with experience in the industry since 2014. Jason has a Series 6, Series 63, and Series 65 license. Jason is currently registered as a Registered Representative with Pruco Securities, LLC. Jason has previously been employed by W&S Brokerage Services, Inc. and Western Southern Life. Jason is active in both the Broker-Dealer and Investment Adviser space. Jason is licensed in Arizona, California, Florida, New Mexico, Texas, Utah, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
01/03/2024 - Present
Pruco Securities, LLC (Riverside CA)
CA
07/10/2014 - 11/18/2019
W&S BROKERAGE SERVICES, INC. (RIVERSIDE CA)
IA
Issued 08/09/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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