Unclaimed
Jason Nicholas Butler is a financial professional with over 15 years of experience in the securities industry. Jason has worked for Citizens JMP Securities, LLC, and Rodman & Renshaw, LLC. He is currently registered in California and New York. His registrations include Series 7, Series 63, Series 86, Series 87, and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/01/2009 - Present
Citizens JMP Securities, LLC (NEW YORK NY)
NY
11/27/2006 - 03/24/2009
RODMAN & RENSHAW, LLC (NEW YORK NY)
BC
Issued 03/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/10/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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