Unclaimed
Jason Ginder is an investment advisor representative with B. Riley Wealth Advisors, Inc. based in New York, New York. Jason has over 35 years of experience in the financial services industry. Jason holds Series 3, 7, 24, 63, and 65 licenses and is registered with the states of Arkansas, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Maryland, Michigan, Montana, Nevada, New Jersey, New York, Ohio, Oregon, Pennsylvania, Puerto Rico, Tennessee, Texas, Virginia, Wisconsin and Wyoming. Jason has previously worked at National Securities Corporation, Wunderlich Securities, Inc., Sanders Morris Harris Inc., Wachovia Securities, LLC, Prudential Securities Incorporated and CIBC World Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
10/18/2021 - Present
B. Riley Wealth Advisors, Inc. (Boerne TX)
NY
08/08/2014 - 07/23/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
03/11/2013 - 07/02/2014
WUNDERLICH SECURITIES, INC. (NEW YORK NY)
NY
10/15/2003 - 12/17/2012
SANDERS MORRIS HARRIS INC. (NEW YORK NY)
MO
07/01/2003 - 10/20/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/29/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/11/1989 - 01/28/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
04/29/1987 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 11/08/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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