Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Buttles is a financial professional with over 23 years of experience in the industry. He has a diverse background working with various firms, including J.P. Morgan Securities Inc., Hambricht & Quist LLC, and B. Riley Securities, Inc. Jason is currently registered with Emerson Equity LLC and B. Riley Securities, Inc. Jason specializes in providing financial planning and portfolio management services to high-net-worth individuals, individuals other than high-net-worth, and pension and profit-sharing plans. Jason is also experienced in managing private placement life insurance and insurance-dedicated funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/23/2024 - Present
Emerson Equity LLC (SAN MATEO CA)
CA
12/20/2012 - 11/30/2017
B. RILEY & CO., LLC (SAN FRANCISCO CA)
CA
02/28/2012 - 12/14/2012
CARIS & COMPANY, INC. (SAN FRANCISCO CA)
CA
04/14/2008 - 02/15/2012
THINKEQUITY LLC (SAN FRANCISCO CA)
CA
11/26/2001 - 04/08/2008
JMP SECURITIES LLC (SAN FRANCISCO CA)
NY
05/01/2001 - 10/10/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/05/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/01/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
06/17/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BC
Issued 03/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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