Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Michael Stephens is an investment advisor representative with LPL Financial LLC based in FRIENDSWOOD, TX. Jason has been in the financial services industry since November 1999. Prior to joining LPL Financial LLC, Jason worked at INVESTMENT PROFESSIONALS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and EDWARD JONES. Jason holds the Series 63, Series 66, Series 7, Series 24 and Series 31 securities licenses, and the SIE exam. Jason is registered to provide investment advice in 27 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
12/18/2013 - Present
LPL Financial LLC (FRIENDSWOOD TX)
TX
09/24/2012 - 12/20/2013
INVESTMENT PROFESSIONALS, INC. (CLUTE TX)
TX
04/04/2008 - 10/17/2012
LPL FINANCIAL LLC (THE WOODLANDS TX)
TX
12/12/2002 - 04/09/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE WOODLANDS TX)
MO
11/12/1999 - 12/13/2002
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 04/11/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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