Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Roach is a financial professional with over 17 years of experience in the industry. Jason currently works at Prudential Investment Management Services LLC. Jason holds Series 7, 55, 57TO, 99TO and SIE licenses as well as a Series 63 registration. Jason has previous experience at firms like GLOBAL ATLANTIC DISTRIBUTORS, LLC, EPOCH SECURITIES, INC., GOLDMAN, SACHS & CO. and BANC OF AMERICA SECURITIES LLC. Jason is currently registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
12/09/2022 - Present
Prudential Investment Management Services LLC (Newark NJ)
MA
01/29/2016 - 11/08/2022
GLOBAL ATLANTIC DISTRIBUTORS, LLC (Brighton MA)
MA
07/31/2010 - 01/19/2016
EPOCH SECURITIES, INC. (SOUTHBOROUGH MA)
NY
12/07/2009 - 07/31/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
07/18/2005 - 05/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 08/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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