Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason McCarthy is a financial advisor with over 20 years of experience in the industry. Jason is currently registered with Private Advisor Group, LLC in Morristown, New Jersey. Jason has held previous positions with LPL Financial LLC, UVEST Financial Services Group, Inc., and HarrisDirect LLC. Jason holds Series 4, 7, 14, 24, 55, 57TO, 66, and 79TO licenses. Jason is a compliance officer for Private Advisor Group and provides administrative support for the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
06/29/2022 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
FL
01/22/2019 - 10/07/2019
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
SC
02/21/2008 - 01/16/2019
LPL FINANCIAL LLC (FORT MILL SC)
NC
09/30/2005 - 04/25/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NJ
12/06/2002 - 09/27/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
BOTH
Issued 12/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/13/2003
Series 4 - Registered Options Principal Examination
BC
Issued 02/07/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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