Unclaimed
Jason Michael Bernier is a registered representative with Neuberger Berman BD LLC, based in New York, New York. Jason has been in the financial industry since 2022 and is a registered representative in California and New York. He has passed the Series 66, Series 7TO, and SIE exams. Jason holds a Series 66 license, which allows him to provide investment advice to both individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
03/14/2022 - Present
Neuberger Berman BD LLC (LOS ANGELES CA)
BOTH
Issued 03/14/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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