Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Michael Baumgartner is a financial professional registered with Fidelity Brokerage Services LLC. Jason has been in the financial industry since 2006. Jason is licensed in Kentucky, Massachusetts, Texas, and Utah. Jason has passed the Series 63, Series 7, Series 9, and Series 10 exams. Jason's prior experience includes working with Citigroup Global Markets Inc. and Citicorp Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
02/18/2008 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
05/29/2007 - 01/23/2008
CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)
KY
04/25/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (FLORENCE KY)
BC
Issued 08/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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