Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Michael Auten is a financial advisor with D.a. Davidson & Co., based in Bellevue, WA. Jason has been in the financial services industry since 2006, and has held previous roles with Wells Fargo Clearing Services, LLC, Morgan Stanley, and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
04/26/2023 - Present
D.a. Davidson & Co. (BELLEVUE WA)
WA
07/17/2015 - 05/09/2023
WELLS FARGO CLEARING SERVICES, LLC (BELLEVUE WA)
WA
08/25/2011 - 07/31/2015
MORGAN STANLEY (BELLEVUE WA)
WA
01/03/2011 - 06/06/2011
WELLS FARGO ADVISORS, LLC (SEATTLE WA)
WA
10/27/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
MA
10/10/2002 - 06/30/2003
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 12/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2011
Series 3 - National Commodity Futures Examination
BC
Issued 10/26/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/09/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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