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Jason Maxwell Yu

Chimera Securities, LLC

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About Jason Maxwell Yu

Jason Maxwell Yu is a financial professional with Chimera Securities, LLC. Jason has passed both the Securities Industry Essentials Examination (SIE) and the Securities Trader Exam (Series 57TO) and has been registered with FINRA since April 15, 2024. Jason's professional experience is focused on securities trading.

Firm Information

Jason Yu is currently registered with Chimera Securities, LLC. Chimera Securities, LLC is a Limited Liability Company formed in 2008. The firm has been approved for registration with the SEC and has 7 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Yu’s Registration & Firm History

NY

04/15/2024 - Present

Chimera Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/14/2024

Series 57TO - Securities Trader Exam

BC

Issued 02/14/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Maxwell Yu.
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