Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Maxwell Katz is an active registered representative with UBS Financial Services Inc. since August 1993. Jason has been in the industry for over 30 years and holds Series 7, Series 31 and Series 63 licenses. Jason is registered with the state of Florida, New York, Oklahoma and Texas. Jason is also a member of the Board of Directors of the Glen Head Country Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
12/21/1999 - Present
UBS Financial Services Inc. (New York NY)
NY
11/27/1995 - 11/05/1999
CIBC WORLD MARKETS (NEW YORK NY)
NJ
10/19/1993 - 11/29/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/18/1993 - 09/24/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/19/1993 - 08/23/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 09/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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