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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Neiman is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jason has over 30 years of experience in the financial services industry and holds both Series 63 and 65 licenses. Jason has extensive experience working with high-net-worth individuals, corporations, and charitable organizations. Jason's previous employers include Morgan Stanley and Citigroup Global Markets Inc. Jason offers a variety of financial services, including investment management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/05/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
06/01/2009 - 04/25/2013
MORGAN STANLEY (CHICAGO IL)
IL
11/20/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NJ
09/05/1995 - 12/04/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
03/09/1995 - 09/05/1995
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
IL
07/09/1993 - 06/08/1995
FIRST COLONIAL INVESTMENT SERVICES, INC. (ROSEMONT IL)
CA
01/04/1994 - 04/28/1995
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
IA
Issued 05/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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