Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason M. Ellis is an investment advisor representative at Commonwealth Financial Network. Jason has over 20 years of experience in the financial services industry and holds the Series 7, 24, 31, and 63 securities licenses, as well as the Series 65 investment advisor license. Jason's previous employment includes positions with LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ladenburg Capital Management Inc. and Dalton Kent Securities Group, Inc. Jason specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, businesses, and institutions. Jason is also a Chartered Financial Consultant and owns Ellis Financial Advisory, LLC, a private entity established to facilitate securities, advisory, and insurance business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/17/2020 - Present
Commonwealth Financial Network (Nutley NJ)
NJ
04/20/2009 - 07/17/2020
LPL FINANCIAL LLC (RIDGEWOOD NJ)
NJ
12/20/2001 - 04/21/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)
NY
09/03/1999 - 10/25/2001
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
12/07/1999 - 12/13/1999
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
IA
Issued 01/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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