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Jason M Carlin

KEY Investment Services LLC

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About Jason M Carlin

Jason Carlin has been active in the financial services industry since December 2006. Jason is currently registered with KEY Investment Services LLC, and previously worked with LPL FINANCIAL LLC, HSBC SECURITIES (USA) INC., BANC OF AMERICA INVESTMENT SERVICES, INC., and UVEST FINANCIAL SERVICES GROUP, INC.. Jason holds Series 6, 7, 63, and 66 licenses, and the SIE certification. Jason works with individuals, and is currently registered to provide investment advisory services in Colorado, Florida, Nevada, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia.

Firm Information

Jason Carlin is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jason Carlin’s Registration & Firm History

NY

03/26/2021 - Present

KEY Investment Services LLC (Dunkirk NY)

NY

05/18/2012 - 09/21/2016

LPL FINANCIAL LLC (WEST SENECA NY)

NY

06/01/2009 - 05/15/2012

HSBC SECURITIES (USA) INC. (EAST AURORA NY)

NY

02/14/2007 - 03/18/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (WEST SENECA NY)

NY

05/12/2006 - 09/15/2006

UVEST FINANCIAL SERVICES GROUP, INC. (DEPEW NY)

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Licenses & Designations

BOTH

Issued 10/05/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/28/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2015

Series 7 - General Securities Representative Examination

BC

Issued 03/24/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jason M Carlin. Review regulatory record here.
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