Unclaimed
Jason Lyle Pratt is a financial advisor who is registered in Illinois and New York. Jason has been in the financial services industry since 2015. He is currently employed at Neuberger Berman BD LLC. Jason holds Series 6, 7, 63 and 66 licenses and a SIE certificate. His previous employment was with ARM Securities Corporation in Minot, North Dakota. He is an active advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IL
03/31/2021 - Present
Neuberger Berman BD LLC (CHICAGO IL)
ND
02/22/1999 - 01/03/2000
ARM SECURITIES CORPORATION (MINOT ND)
BOTH
Issued 09/29/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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