Unclaimed
Jason Louis Rapp is a financial professional with over two years of experience in the industry. Jason is currently registered with Finalis Securities LLC, a firm that is active in the Broker-Dealer (BC) scope. Previously, Jason worked with Signum Growth Capital LLC from September 2020 to July 2021. Jason holds Series 79TO, SIE, and Series 63 licenses. Jason is registered with the following states: California, District of Columbia, Massachusetts, New York, North Carolina, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/06/2021 - Present
Finalis Securities LLC (New York NY)
NY
09/15/2020 - 07/30/2021
SIGNUM GROWTH CAPITAL LLC (BROOKLYN NY)
BC
Issued 03/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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