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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Betts is a financial advisor with Raymond James & Associates, Inc. located in Pasadena, CA. Jason has over 19 years of experience in the financial services industry. Jason has a broad range of experience, and holds a variety of licenses and certifications. Jason has been registered with Raymond James & Associates, Inc. since May 2019. Previously, Jason was a registered representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Cantella & Co., Inc. and Bank of America Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/17/2019 - Present
Raymond James & Associates, Inc. (Pasadena CA)
CA
06/27/2018 - 06/17/2019
CANTELLA & CO., INC. (PASADENA CA)
CA
10/23/2009 - 07/27/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
07/14/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PASADENA CA)
CA
06/24/2004 - 07/07/2006
WELLS FARGO INVESTMENTS, LLC (GLENDORA CA)
GA
04/20/2004 - 06/25/2004
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 08/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/17/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/16/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/31/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/19/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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