Unclaimed
Jason Browning is a financial advisor with over 20 years of experience in the industry. Jason is currently registered with John Hancock Investment Management Distributors LLC. Jason has held previous roles at NGAM Distribution, L.P., BANC OF AMERICA INVESTMENT SERVICES, INC. and UBS FINANCIAL SERVICES INC. Jason holds Series 63, 65, 7 and SIE licenses. Jason is registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/29/2016 - Present
John Hancock Investment Management Distributors LLC (BOSTON MA)
MA
08/15/2011 - 04/07/2016
NGAM DISTRIBUTION, L.P. (BOSTON MA)
MA
12/23/2008 - 05/15/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
08/25/1998 - 12/26/2008
UBS FINANCIAL SERVICES INC. (BOSTON MA)
BC
Issued 05/30/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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