Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason John Duga is an investment advisor representative with LPL Financial LLC. Jason has been in the industry since March 29, 2000. Jason is currently registered in New York and Texas and has been previously registered in Florida, Georgia, Maine, Michigan, Minnesota, New York, Oregon, Pennsylvania, Tennessee, Texas, Vermont, Virginia and Wisconsin. Jason has passed the Series 66, SIE and Series 7 exams. Jason has also been employed with INVEST FINANCIAL CORPORATION in Rochester, New York. Jason is part of the Research Financial Group, which is a DBA for LPL Business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
12/16/2021 - Present
LPL Financial LLC (ROCHESTER NY)
NY
09/13/2007 - 02/14/2018
INVEST FINANCIAL CORPORATION (ROCHESTER NY)
NY
03/30/2000 - 10/05/2007
FIRST MONTAUK SECURITIES CORP. (ROCHESTER NY)
BOTH
Issued 05/17/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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