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Jason John Albano

Northwestern Mutual Investment Services, LLC

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About Jason John Albano

Jason John Albano is a registered investment advisor representative of Northwestern Mutual Investment Services, LLC and holds a Series 7, 6, and 63 securities licenses. Jason Albano joined Northwestern Mutual in 2012. Jason Albano has been an active registered representative in New Jersey since November 2014. In addition to his Series 7, 6, and 63 licenses, Jason Albano also holds a Series 65 investment advisor license. Jason Albano also holds a Series 65 license. He also is registered as an investment advisor in the following states: California, Colorado, Connecticut, District of Columbia, Florida, Hawaii, Illinois, Maine, Maryland, Massachusetts, Minnesota, New Jersey, New York, North Carolina, Oregon, Texas, and Virginia. Jason Albano has been registered with the Securities and Exchange Commission (SEC) since November 2014.

Firm Information

Jason Albano is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jason Albano’s Registration & Firm History

NY

11/19/2014 - Present

Northwestern Mutual Investment Services, LLC (FARMINGDALE NY)

NY

04/04/2002 - 05/15/2003

AUDOBON SECURITIES, INC. (NEW YORK NY)

NA

04/04/2002 - 05/15/2003

HIGHBRIDGE CAPITAL CORPORATION (GRAND CAYMAN )

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Licenses & Designations

IA

Issued 11/17/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/16/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/03/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jason John Albano. Review regulatory record here.
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