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Jason Jiajun Wen

TD Securities (usa) LLC

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About Jason Jiajun Wen

Jason Jiajun Wen is a financial advisor with TD Securities (usa) LLC. Jason has been in the industry for over 17 years and has a strong track record of success in helping clients achieve their financial goals. Jason holds a Series 7, Series 63, and Series 24 licenses and is registered in all 50 states and the District of Columbia. Jason has a deep understanding of the financial markets and a commitment to providing personalized advice to each of Jason's clients.

Firm Information

Jason Wen is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Wen’s Registration & Firm History

NY

04/12/2023 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

10/01/2008 - 04/02/2023

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

10/13/2005 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/06/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jason Jiajun Wen.
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