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Jason James Fay

Charles Schwab & CO., Inc.

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About Jason James Fay

Jason Fay is a financial advisor with over 18 years of experience in the financial services industry. Jason is currently registered with Charles Schwab & Co., Inc. in Washington and Texas. Previously, Jason was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Jason holds the Series 7, Series 31, Series 66, and SIE licenses. Jason specializes in working with individual investors and provides financial planning and other advisory services.

Firm Information

Jason Fay is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Jason Fay’s Registration & Firm History

WA

12/20/2007 - Present

Charles Schwab & CO., Inc. (Seattle WA)

WA

05/04/2006 - 12/12/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)

NY

03/03/2005 - 04/26/2006

MORGAN STANLEY DW INC. (PURCHASE NY)

MN

10/01/2004 - 12/17/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/01/2004 - 12/17/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 12/02/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 09/30/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jason James Fay.
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