Unclaimed
Jason Lima is a financial professional registered with Alps Distributors, Inc. Jason's professional career spans over 1 year in the financial services industry. Jason has a Series 63, Series 6TO, and SIE license. Jason is registered to conduct business in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
12/04/2020 - Present
Alps Distributors, Inc. (MINNEAPOLIS MN)
BC
Issued 03/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/04/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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