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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason I Feldman is a financial advisor with UBS Financial Services Inc., registered with FINRA and several states. Jason has been in the industry since July 1988 and has worked with several other firms prior to joining UBS Financial Services Inc. in July 2004. Jason has a strong background in financial services, holding Series 3, 7, and 63 securities licenses, as well as Series 65 investment advisor licenses. He provides financial planning and investment management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
08/16/2004 - Present
UBS Financial Services Inc. (New York NY)
NY
01/03/2003 - 07/20/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/19/1993 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
09/11/1989 - 03/24/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
02/01/1989 - 09/13/1989
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
07/28/1988 - 12/22/1988
BERKELEY SECURITIES CORPORATION
NA
06/21/1988 - 08/12/1988
SHEARSON LEHMAN HUTTON INC.
IA
Issued 8/30/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/31/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/12/1990
Series 3 - National Commodity Futures Examination
BC
Issued 4/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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