linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jason Howard Schwartz

UBS Asset Management (us) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jason? Claim Your Profile

About Jason Howard Schwartz

Jason Schwartz is a financial advisor with UBS Asset Management (us) Inc. based in New York, NY. Jason has been in the industry for over 17 years and has a wide range of experience in the financial services industry. Jason Schwartz is a Series 7, Series 63, Series 10, Series 9, Series 24, and Series 65 licensed professional. Jason holds a SIE certification and is registered with FINRA.

Firm Information

Jason Schwartz is currently registered with UBS Asset Management (us) Inc.. UBS Asset Management (us) Inc. is a corporation formed in May 1977 and is approved in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 1 approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jason Schwartz’s Registration & Firm History

NY

05/01/2024 - Present

UBS Asset Management (us) Inc. (New York NY)

NY

01/13/2022 - 05/01/2024

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/06/2018 - 10/21/2021

LEUMI INVESTMENT SERVICES INC. (NEW YORK NY)

NY

07/24/2014 - 04/21/2017

CLARION PARTNERS SECURITIES, LLC (NEW YORK NY)

CT

10/17/2013 - 07/09/2014

MC ASSET MANAGEMENT AMERICAS, LTD. (STAMFORD CT)

NY

03/29/2012 - 10/15/2013

PIMCO INVESTMENTS LLC (NEW YORK NY)

NY

04/13/2006 - 03/19/2012

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NJ

03/08/2005 - 03/29/2006

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

Not sure if Jason Howard Schwartz is right for you?

Licenses & Designations

IA

Issued 11/11/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/22/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/25/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/27/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Howard Schwartz.
Not sure if Jason Howard Schwartz is right for you?