Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Herman Pierce is a financial advisor with UBS Financial Services Inc., based in Rochester, NY. Jason has over 12 years of experience in the financial services industry. Jason specializes in providing financial advice and investment management services to individuals, families, and businesses. He is registered with the state of New York and Texas as an investment advisor representative, as well as with the state of Texas as a registered representative. He is also a Series 7 and Series 65 licensed professional. Jason is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/06/2023 - Present
UBS Financial Services Inc. (ROCHESTER NY)
NY
09/27/2011 - 11/07/2012
M&T SECURITIES, INC. (ROCHESTER NY)
NY
01/21/2011 - 08/11/2011
SAGE, RUTTY & CO., INC. (ROCHESTER NY)
MD
11/25/2008 - 02/06/2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)
IA
Issued 11/01/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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