linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jason Heath Spitzer

Wall Street Access

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jason? Claim Your Profile

About Jason Heath Spitzer

Jason Spitzer is a registered representative with Wall Street Access. Jason has over 23 years of experience in the securities industry. Jason's career began at Dean Witter Reynolds Inc. in 1999. Jason has held various positions in the industry, including a role as a General Securities Principal at Millennium Brokerage, L.L.C. Jason currently holds licenses in California, Colorado, Florida, Idaho, Illinois, Maryland, New Jersey, and New York.

Firm Information

Jason Spitzer is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jason Spitzer’s Registration & Firm History

NJ

07/02/2018 - Present

Wall Street Access (Park Ridge NJ)

NJ

10/06/2006 - 01/02/2019

VANDHAM SECURITIES CORP. (Park Ridge NJ)

NJ

10/12/2004 - 10/06/2006

NATIONWIDE PLANNING ASSOCIATES INC. (FAIR LAWN NJ)

NJ

08/25/2000 - 10/07/2004

MILLENNIUM BROKERAGE, L.L.C. (CHATHAM NJ)

NJ

07/18/2000 - 08/21/2000

ALL-TECH DIRECT, INC. (MONTVALE NJ)

NY

04/05/1999 - 11/16/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

Not sure if Jason Heath Spitzer is right for you?

Licenses & Designations

BC

Issued 01/20/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/20/2005

Series 24 - General Securities Principal Examination

BC

Issued 11/14/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 01/07/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Jason Heath Spitzer. Review regulatory record here.
Not sure if Jason Heath Spitzer is right for you?