Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Gregory Smith is a financial advisor with over 28 years of experience in the financial services industry. Jason is a Certified Financial Planner™ and holds Series 7, Series 31, Series 63, and Series 65 licenses. He specializes in providing financial planning and investment management services to individuals, families, and businesses. Jason is currently affiliated with BFC Planning, Inc. Previously, Jason has been affiliated with several firms including VOYA FINANCIAL ADVISORS, INC., UNION CAPITAL COMPANY, METLIFE SECURITIES INC., COMPASS BROKERAGE, INC., AIG FINANCIAL ADVISORS, INC., USAA INVESTMENT MANAGEMENT COMPANY, SENTRA SECURITIES CORPORATION, CHARLES SCHWAB & CO., INC., FOX & COMPANY INVESTMENTS INC., PRUCO SECURITIES CORPORATION, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY DW INC., QUICK & REILLY, INC., EVEREN SECURITIES, INC., RONEY & CO., and CHATFIELD DEAN & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
IA
10/17/2019 - Present
BFC Planning, Inc. (CEDAR RAPIDS IA)
AZ
02/17/2011 - 09/30/2019
VOYA FINANCIAL ADVISORS, INC. (LAVEEN AZ)
AZ
07/31/2009 - 03/16/2011
UNION CAPITAL COMPANY (TUCSON AZ)
MA
09/24/2007 - 07/23/2009
METLIFE SECURITIES INC. (SPRINGFIELD MA)
AZ
08/21/2006 - 09/07/2007
COMPASS BROKERAGE, INC. (SURPRISE AZ)
AZ
03/30/2006 - 09/20/2006
AIG FINANCIAL ADVISORS, INC. (MESA AZ)
TX
03/01/2005 - 03/24/2006
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
AZ
01/11/2005 - 02/03/2005
UNION CAPITAL COMPANY (TUCSON AZ)
AZ
04/01/2004 - 12/31/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
TX
01/28/2004 - 02/23/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
AZ
10/07/2003 - 12/02/2003
FOX & COMPANY INVESTMENTS INC. (SCOTTSDALE AZ)
NJ
08/18/2003 - 10/29/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
07/31/2002 - 03/24/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/14/2001 - 07/29/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/18/2001 - 11/19/2001
QUICK & REILLY, INC. (NEW YORK NY)
TX
10/17/2000 - 06/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
10/30/1998 - 09/22/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MO
06/14/1996 - 11/03/1998
EVEREN SECURITIES, INC. (ST. LOUIS MO)
TX
04/02/1996 - 05/29/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MI
10/17/1994 - 01/01/1996
RONEY & CO. (DETROIT MI)
CO
09/01/1994 - 10/24/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 07/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jason Smith is the right advisor for you? Invested Better is here to help.
