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Jason Gonzalez

Smbc Nikko Securities America, Inc.

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About Jason Gonzalez

Jason Gonzalez is a registered representative with Smbc Nikko Securities America, Inc. in NEW YORK, NY. Jason has been working in the financial services industry since 2006. Jason has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and BOFA SECURITIES, INC.. Jason Gonzalez holds Series 7, 24, 79 and SIE licenses.

Firm Information

Jason Gonzalez is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Gonzalez’s Registration & Firm History

NY

07/25/2022 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

08/12/2019 - 05/31/2022

BOFA SECURITIES, INC. (NEW YORK NY)

NY

04/16/2019 - 08/15/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/31/2014 - 08/10/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

09/21/2010 - 07/02/2014

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

10/17/2007 - 02/12/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

11/06/2006 - 10/10/2007

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/11/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 08/10/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 11/03/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Jason Gonzalez.
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