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Jason Glenn Desiderato

Axos Clearing LLC

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About Jason Glenn Desiderato

Jason Desiderato is a financial professional with over 19 years of experience in the industry. Jason has a diverse background having worked with firms such as Goldman Sachs Custody Solutions, Foreside Fund Services, LLC, Apex Clearing Corporation, Pershing Advisor Solutions LLC, TD Ameritrade, Inc., Capital Guardian, LLC and Pershing LLC. Jason holds FINRA Series 6, 7, 24, 63 and SIE licenses. Jason is currently registered with Axos Clearing LLC in Nebraska and New Jersey.

Firm Information

Jason Desiderato is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Desiderato’s Registration & Firm History

NE

08/24/2023 - Present

Axos Clearing LLC (Omaha NE)

VA

09/06/2019 - 11/07/2022

GOLDMAN SACHS CUSTODY SOLUTIONS (MCLEAN VA)

NY

05/17/2019 - 08/08/2019

FORESIDE FUND SERVICES, LLC (NEW YORK NY)

TX

05/15/2017 - 07/27/2018

APEX CLEARING CORPORATION (DALLAS TX)

NJ

12/17/2015 - 05/01/2017

PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)

NJ

06/17/2011 - 12/22/2014

TD AMERITRADE, INC. (JERSEY CITY NJ)

NC

01/21/2009 - 10/21/2010

CAPITAL GUARDIAN, LLC (BELMONT NC)

NJ

10/24/2003 - 01/05/2009

PERSHING LLC (JERSEY CITY NJ)

NJ

01/25/2001 - 10/23/2003

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

BC

Issued 05/15/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2004

Series 24 - General Securities Principal Examination

BC

Issued 07/27/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/2004

Series 7 - General Securities Representative Examination

BC

Issued 01/24/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jason Glenn Desiderato.
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