Unclaimed
Jason Giunta is a financial advisor with Tradeweb Direct LLC. Jason has been working in the industry since 2006. Jason is registered with the state of New York. Jason holds the Series 6, 7, and 63 licenses. Jason has been with Tradeweb Direct LLC since 2020, and was previously employed by Tradeweb LLC from 2015-2020. Jason has also worked for Nomura Securities International, Inc., Barclays Capital Inc., Lehman Brothers Inc., and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/19/2020 - Present
Tradeweb Direct LLC (NEW YORK NY)
NY
12/02/2015 - 12/08/2015
TRADEWEB DIRECT LLC (NEW YORK NY)
MA
08/03/2009 - 06/22/2015
NOMURA SECURITIES INTERNATIONAL, INC. (BOSTON MA)
NY
09/22/2008 - 08/12/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/25/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/14/2005 - 08/17/2006
NEW ENGLAND SECURITIES (UNIONDALE NY)
BC
Issued 09/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/13/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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