Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Gerald Swartley is a financial advisor with over 10 years of experience in the industry. Jason is currently registered with Osaic Wealth, Inc. in New York, Ohio, and Utah. He has been in the industry since 2012 and has held various positions at different firms including Securities America, Inc., MML Investors Services, LLC, Hornor, Townsend & Kent, LLC, and MetLife Securities Inc. Jason has a strong background in financial planning and investment management and holds a Series 6, Series 7, Series 63, and Series 65 license. Jason offers a variety of services to his clients, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (GENEVA NY)
NY
03/13/2024 - 06/14/2024
SECURITIES AMERICA, INC. (GENEVA NY)
NY
11/20/2020 - 01/31/2024
MML INVESTORS SERVICES, LLC (GENEVA NY)
NY
05/08/2018 - 11/10/2020
HORNOR, TOWNSEND & KENT, LLC (GENEVA NY)
NY
01/12/2015 - 11/09/2015
METLIFE SECURITIES INC. (SYRACUSE NY)
NY
10/15/2014 - 01/15/2015
PRUCO SECURITIES, LLC. (DEWITT NY)
NY
04/17/2014 - 10/17/2014
MML INVESTORS SERVICES, LLC (Geneva NY)
NY
08/10/2009 - 03/25/2014
NYLIFE SECURITIES LLC (GENEVA NY)
IA
Issued 06/12/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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