Unclaimed
Jason Gabriel Mata Vargas is a financial advisor with Northwestern Mutual Investment Services, LLC. Jason is registered with the Financial Industry Regulatory Authority (FINRA) and has the Series 7TO, SIE, and Series 63 licenses. Jason has been in the financial industry for less than a year and has a strong commitment to serving clients in W Des Moines, IA and surrounding areas. Jason is dedicated to providing personalized financial advice that helps his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IA
08/09/2023 - Present
Northwestern Mutual Investment Services, LLC (W Des Moines IA)
BC
Issued 09/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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