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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Farkas is a financial advisor with UBS Financial Services Inc. Jason has been working in the financial services industry since 2001. Jason is registered with FINRA and licensed with several states. Jason has a wide range of experience and specializes in working with individual clients. He is also experienced in working with corporations, businesses, charitable organizations, and pension plans. Jason is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
10/03/2022 - Present
UBS Financial Services Inc. (HARTFORD CT)
CT
05/18/2012 - 10/02/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARMINGTON CT)
AZ
08/05/2005 - 09/30/2008
EURO PACIFIC CAPITAL, INC. (SCOTTSDALE AZ)
AZ
06/14/1999 - 05/02/2002
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
NY
04/11/1997 - 06/17/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
06/26/1995 - 04/30/1997
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
AZ
09/14/1994 - 07/25/1995
PEACOCK, HISLOP, STALEY & GIVEN, INC. (PHOENIX AZ)
CA
04/18/1994 - 09/06/1994
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
03/02/1994 - 04/08/1994
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
BOTH
Issued 06/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/09/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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