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Jason Farago

DWS Distributors, Inc.

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About Jason Farago

Jason Farago is a financial professional with DWS Distributors, Inc. Jason holds the Series 7, Series 24 and SIE licenses. Jason became registered with FINRA on 6/25/2015. Jason has been working in the financial industry since 2015.

Firm Information

Jason Farago is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Farago’s Registration & Firm History

NY

06/25/2015 - Present

DWS Distributors, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/01/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Farago.
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