Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Whitley is a financial advisor with over 20 years of experience in the industry. Jason has worked with a number of firms, including BEAR, STEARNS & CO. INC., THE PRINCIPAL/EPPLER, GUERIN & TURNER, INC. and TEXAS SECURITIES, INC. Currently, Jason is a registered representative at Merrill Lynch, Pierce, Fenner & Smith Inc. in HOUSTON, TX. Jason is licensed to provide investment advice in 53 states and the District of Columbia. Jason has experience providing a variety of financial services, including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/06/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
NA
03/25/1992 - 01/14/1993
BEAR, STEARNS & CO. INC.
NA
09/18/1991 - 03/17/1992
THE PRINCIPAL/EPPLER, GUERIN & TURNER, INC.
NA
09/20/1988 - 05/15/1990
TEXAS SECURITIES, INC.
BC
Issued 04/10/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/22/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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